About Us

Rick Dempsey

Financial Advisor

Rick has a track record that spans over 30 years. Through his tenure, he has developed life-long relationships with his clients built on trust, integrity, and benevolence. He has a deep-rooted passion for what he does and finds joy in seeing clients succeed.

He takes an objective perspective with clients and believes that service is at the forefront of what he does.

He has always been active, most recently finding a passion for competing and refereeing Short Track Speed Skating. He also enjoys spending time in the trailer, camping with family and friends.


Mutual funds, approved exempt market products and/or exchange traded funds are offered through Investia Financial Services Inc.

James Dempsey, CFP®

CERTIFIED FINANCIAL PLANNER®

James grew up in Lethbridge and first got into this career full-time over five years ago. He recently attained the CERTIFIED FINANCIAL PLANNER® certification. He was also recently recognized as one of the 'Top 40 Under Forty' by the Lethbridge Chamber of Commerce for the 2019-2020 year.

He has a passion for people and approaches life with a positive outlook. With an intrinsic belief that financial peace should be at the forefront of every client's outlook, he approaches clients with integrity, respect, trust, and objectivity.

In his spare time, James enjoys being active whether through golf, volleyball, and spending time outdoors. He enjoys camping and most importantly, spending time with his family.


Mutual funds, approved exempt market products and/or exchange traded funds are offered through Investia Financial Services Inc.